Newsletter April 2005 Produced by Gaylene Middleton
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Humanist Society of New Zealand, Wellington Branch, PO
Box 3372, Wellington, New Zealand
NZ Humanist Newsletter -
April 2005
Kia ora: This year has been
bringing us difficult issues to ponder over. NZ 'Cr Willie Terpstra has
undergone stem cell surgery for her motor neurone disease. The stem cells used
were from an aborted foetus. Yet stem cells are seen as hope in the treatment
of Alzheimer's, Burns, Diabetes and Leukaemia. Tenri Schiavo from Florida has
now been 12 days without food or water and her parents have failed in their
final bid to have her feeding tube reinserted. Terri died on the morning of 1
April New Zealand time after 13 days.
Last Meeting: We looked at
Saudi Arabia, it's political and religious history, the current situation with
problems caused by rapid population expansion and a consequent rapid rise in
unemployment, and the links to terrorism, and at future trends and conditions
that could lead to war.
April monthly meeting:
Monday 4 April 7.30 pm Turnbull House. Wellington. All welcome. Topic New
Zealand: Why was the first edition of Dom Felice Vaggioli's book History of
New Zealand and Its Inhabitants published in Italy, in Italian, destroyed and
suppressed to remain unknown until a second edition was published in English
in 2000. What was the secret or dangerous material that this book contained?
Is there some secret in New Zealand's past and where does religion fit into
this?
Radio Access 11 am 783 kHz Sunday 10
April. Two CD's have been compiled of past programmes and arc
now available. This is an endeavor to make available the excellent material
that Jeff and Joan produce in this monthly programme. If you are interested,
please e-mail Jeff or write to the NZ Humanist Society.
Committee] Council meetings:
Sunday 10 March 10.45 am at Jeff and Joan's 8 Amritsar St
Khandallah.
Email discussion group:. Is operating now
on Yahoo at
http://groups.yahoo.com/group/nzhumanism
Have you registered to meet with other members via the web world of communication?
Included article: The
Feb/Mar 2005 issue of Free Inquiry has an article Determinism? Free will? What
if they're Both True? Our NZ Humanist published an article by one of our
members in 1976 on this same issue with similar reasoning.
Quotable Quote: "If you do
your best, everything will turn out for the best."
Gaylene Middleton
David A. Shotwell
The Free Will Problem again
David A. Shotwell has taught mathematics at the Colorado
School of Mines, San Diego State University, and Sul Ross State University in
Alpine, Texas, where he is now retired. A version of this article approved
previously in the Rocky Mountain Skeptic.
Debate over the existence
of the freedom of the will is almost as old as philosophy itself, and there is
no prospect that it will terminate in universal agreement. It is also unlikely
that any fundamentally new position remains to be formulated. One may hope,
however, that there is still room for analyses that clarify the issues involved
and clear away some misconceptions. The present essay is an attempt to do this.
The reader is warned that it defends a deterministic view of human nature and
behavior and is a rebuttal of the claim that freedom and determinism are
mutually exclusive. My strategy will be to explain what I take to be the correct
interpretation of the concept of free will and to discuss possible objections to
it. I include some remarks on the status of determinism and its
implications.
Consider first an uncontroversial situation. A single planet is
in orbit around a star. We ask: Could the planet follow a path that differs from
the path it does follow? If the intended sense of could is that of logical
possibility then the answer is an unconditional "Yes." If, however, the question
refers to physical possibility, and if the deterministic classical laws of
motion apply, the answer takes another form: Yes, the orbit could be different,
but only if (a) the laws of motion were other than what they are or (b) the
initial conditions (position and velocity) at some earlier time had differed
from what, in fact, they were.
Concerning human choices, decisions, and actions, I will adopt
the following assumptions. There is a one-to-one correspondence between the
state of a person's brain, i.e., its physical and chemical characteristics at
any given time, and the subjective experiences occurring at that time. Thus, the
properties and interconnections of the billions of neurons in the brain
determine uniquely the accompanying mental events, and the latter occur only II
the appropriate configuration of the brain and nervous system is present. The
postulated relation between brain and mind is a logically contingent one; it
does not imply that mental events and physical events are identical or that it
is factually (as opposed to logically) possible for an unconscious robot to
impersonate a human being. I also assume that the states of the brain at various
times are related by deterministic laws. More precisely because the brain is not
an isolated system, the requirement is that it be part of a larger system which
obeys such laws. This system will include the person's body sense organs, and
(at least) his or her immediate surroundings.
I am not now concerned with the truth of these hypotheses
(although I believe that they are true) but with another question: Are they
incompatible with the freedom of the will? I shall argue that the answer is
no.
Consider what is involved in the notion of free action versus
coercion or constraint. We all learn, at an early age, that there are situations
in which we can exert control over our environment and thereby achieve desired
results. In these situations, if we decide upon an action and attempt to carry
it out, obstacles are not encountered and we are successful. In other cases,
however, we have an objective, but our efforts to achieve it fail. Experience
teaches us to classify situations as belonging to one or the other of these
types. I submit that the concept of freedom arises in this way A person is free
to the extent that the situations confronting him are such that, whenever he
attempts to realize a desire, he succeeds. Freedom, therefore, is not an
all-or-nothing attribute. It has gradations ranging from impotence at one
extreme to omnipotence at the other, with most of us located near the low end of
this spectrum. Note that freedom, thus construed, requires no assumptions about
the causes or origins of our desires and actions: it is neutral with respect to
the presence or absence of deterministic laws that can be applied to human
behavior. That is one of its advantages. There can be no doubt that we possess
at least a measure of freedom in this sense. But there can be doubt concerning
its existence if it is made to depend upon metaphysical entities such as
uncaused causes, which we, as agents, are alleged to be by some
philosophers.
This explication of the meaning of freedom is consistent with
the ordinary nonphilosophical uses of the word, though not with the connotations
that it has for some people, as I indicate below It also accounts for the
intuitive conviction that our wills are free, which is often said to be more
reliable than argument and reasoning. My opponents, however, will reply that no
such simple solution of a profound and subtle problem can be correct. They
maintain that freedom as I interpret it is only a pale shadow of the genuine
article, and that the latter necessarily excludes the deterministic hypotheses
stated above. I believe that this objection arises because people carry out
thought experiments and misinterpret the results. This can be seen through an
example.
Mr. Smith, upon arriving at a fork in the road, turns right.
He then reproduces the scene in his imagination and says, "Being a free agent,
I could have turned left. But if my actions fall under deterministic laws, I
could not have turned left. Therefore, I am not subject to such laws, even if
they do apply to the motions of inanimate objects."
This argument is valid but question begging. Indeterminism is
included in Smith's concept of what constitutes a free agent; it is an a priori
assumption, not a conclusion derived from empirical evidence. The terms freedom
and free choice, unlike red and round, are not merely labels that characterize
simple, publicly observable objects or situations. They carry a load of theory,
and the theory implicitly held by one person, e.g., Smith, is likely to differ
from that of another. This probably accounts for the centuries of inconclusive
controversy over their proper interpretation.
The determinist's account of the journey along the road is
similar to that which applies to the example of the revolving planet. Smith
could, without qualification, have turned left instead of right, if we are
referring only to the logical possibilities. With reference to physical
possibility he could also have done so, but only if (a) the laws by which brain
states evolve in time were other than what they are or (b) the state of his
brain had been, at some earlier time, at least slightly different from what it
actually was.
This account of the matter invariably meets with resistance. The
probable reason is that we are inclined to reify causal laws and conditions into
tyrannical agents that victimize people by coercing them into actions contrary
to their own desires. An excerpt from A. J. Ayer's Philosophical Essays is
relevant:
We tend to form an imaginative picture of an unhappy effect
trying vainly to escape from the clutches of an overmastering cause. But the
fact is simply that when an event of one type occurs, an event of another type
occurs also, in a certain temporal or spatio-temporal relation to the first. The
rest is only metaphor. And it is because of the metaphor, and not because of the
fact, that we come to think that there is an antithesis between causality and
freedom.
Smith's decision to turn right was his own, a fact which is not
altered by the supposition that the decision itself had prior causes. The
determinist, in saying that his action was freely chosen, is making a statement
of hypothetical, or "if-then," type: The circumstances were such that, if Smith
had decided and attempted to turn left, he would have succeeded. And such a
statement can be true even though the "if" clause is false.
Opponents of my position are likely to begin their arguments by
pointing out that the deterministic assumptions with which I began have not been
proved. That is correct, but the available evidence renders them very plausible.
The dependence of thinking and behavior upon brain physiology and chemistry is
revealed by the effects of drugs, brain injuries, and the deterioration of old
age: e.g., a small quantity of LSD can cause temporary (or perhaps permanent)
insanity But even if this is true, it is said, physicists have discovered that
the basic laws of nature are in-deterministic; therefore, there is room for a
strong form of free will that was not permitted by classical physics. The idea
seems to be that a person's brain is controlled by a nonphysical entity that
inhabits it like a ghost haunting a mansion. When a choice-especially a moral
choice-is to be made, the absence of strict causality at the physical level
allows the ghost to intervene by forcing neurons to fire in one pattern rather
than another.
"If there is no appeal to the supernatural, however, it is not
clear that the allegedly in-deterministic character of modern physics can
support the case for freedom...."
If there is no appeal to the supernatural, however, it is not
clear that the allegedly in-deterministic character of modern physics can
support the case for freedom of a different and stronger kind than that which I
have advocated. First, the occurrence of submicroscopic events that are only
statistically lawful is logically compatible with the existence of deterministic
laws applying to the behavior of large-scale objects such as the human brain and
nervous system. (For an elaboration of this point, see chapter 10 of The
Structure of Science by Ernest Nagel.) Second, even if our brains contain an
amplifying mechanism that makes them subject to quantum mechanical
uncertainties, this cannot (without ghostly assistance) yield any conclusions
about individual freedom or moral autonomy To see why imagine a murder trial in
which the defendant argues as follows: "I am not responsible for killing Smith
with an ax, because I was suddenly and unaccountably struck by an attack of
indeterminism. Some unfortunate but unavoidable quantum transitions threw my
brain into a state that resulted in the crime. I do not know whether this will
happen again, because the operations of my brain are spontaneous and not subject
to causal law"
Thus, the problem is to show that a free choice, in this
supposedly strong sense, is not merely a random choice. Until that is done,
skepticism is in order.
What of the premise that quantum mechanics is essentially
in-deterministic? This is generally believed to have been rigorously established
by von Neumann. It has been found, however, that his proof depends upon some
assumptions that look plausible but are not at all necessary; if they are
rejected, quantum theory can be reformulated with a deterministic "hidden
variable" substratum. The physicist David Bohm did this in 1952. His theory is
unpopular, probably for ideological rather than technical reasons. It also has
some counterintuitive and seemingly paradoxical features (as shown by recent
experiments on the spin of separated particles that emerged from the same
source) but that is true of every interpretation of quantum mechanics. I should
add that these remarks apply to the "elementary" (non-relativistic) theory I
cannot say what the implications are for the whole of modern physics, but it
seems fair to conclude that the issue of determinism versus chance is still
open. Until it is settled, the fashionable preference for an in-deterministic
universe is a form of scientific defeatism. It amounts to an insistence that
some events are forever inexplicable; they simply occur spontaneously and
nothing more can be said. While it is logically possible that this claim is
true, a scientist (virtually by definition) is someone who is trying to prove
that it is false.
Moral considerations are often brought into discussions of
determinism, but the issues raised are too comprehensive for brief discussion. I
will comment upon only one argument of this type. It is said (contrary to the
position I have advocated) that the nonexistence of free will follows from the
fact that human behavior is subject to causal laws and that our attitudes toward
social problems such as crime should be changed accordingly; punishment is
unjustifiable, and the attempt to distinguish between sanity and insanity in
determining guilt is nonsensical because the term guilt itself is
meaningless.
This "no-fault" view of human nature, however, has implications
that are usually overlooked by its advocates. It implies that it is never
appropriate to admire, praise, or reward anyone; actions approved by society are
no less determined, and no more avoidable, than others. It is also inconsistent
with the no-fault view to claim that retributive punishment is morally
outrageous. Judges and juries who impose it are no more free to do otherwise
than criminals are to change their own behavior.
Our beliefs concerning the freedom of the will, therefore, can
have practical consequences if they lead to changes in social policies. But an
elaboration of that point will be reserved for another occasion.
Gaylene Middleton is secretary and newsletter editor
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April 2005 Newsletter. This page created April 2005
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